The first test which any theory of pain must pass is that it must be able to explain
the phenomena observed in acute pain in humans. This criterion is used to test the
major theory of pain at present, the gate control theory of Melzack & Wall (1965,
1982). The theory is explicit enough to be cast in mathematical terms, and the
mathematical model is shown to explain the observations considered. It also points
up a common misconception on the consequences of the theory, and thus demolishes
an argument which has been used against it. A hypothesis of the origin of rhythmic
pain is then made, and consequent testable predictions given. This is the first time
that the gate control theory has been used to explain any quality of pain. It has
important consequences for the treatment of such pain. Finally, the applicability of
the gate control theory as an explanation for chronic pain is discussed.
In this section we give a short review of neurophysiological mechanisms which
cause pain to be experienced and inhibited. We then consider certain observations
which a satisfactory theory of pain must account for, and discuss various theories
in the light of these. In section 2 we make a mathematical model for the only theory
which is both explicit enough to be written in mathematical terms and which gives
reasonable explanations for the observations. We analyse this model in an appendix
and interpret the results from a biological point of view in section 3. In the final
section of the paper we discuss the results obtained.
In the skin, muscles, joints and some viscera are receptors attached to nerve fibres.
We shall concentrate on cutaneous sensation for the purposes of this paper. Stimula-
tion of the receptors causes nerve impulses to travel along these fibres to three
systems in the spinal cord (see, for example, Willis, 1985; Ottoson, 1983). The first
of these is the substantia gelatinosa (SG) in the dorsal horns. The nerve cells here
are small and connect with each other by short fibres and the longer fibres of
Lissauer's tract, and with other cells deeper in the dorsal horns. Cells deep in the
dorsal horns are also stimulated directly by nerve impulses from the receptor fibre
units of the skin, and there are cells in this area whose axons form part of the
ascending spino-thalamic tract, which connects with lower centres in the brain and
which is an integral part of the action system designed to deal with pain. The third
system in the spinal cord reached by nerve impulses from the skin is in the dorsal
column, the fibres of which project to the cortex of the brain.
We shall be concerned with three kinds of nerve fibres from the skin to the spinal
cord. First are the C fibres, which are unmyelinated (i.e. without insulation from a
fatty sheath of myelin), and hence conduct impulses relatively slowly, at around
0.25-1-25 m/sec. Second are the A-delta fibres, which are thinly myelinated, and
conduct impulses much more quickly, at around 6-30 m/sec. Third are the A-beta
fibres, which are heavily myelinated, and conduct more quickly still, at around
30-100 m/sec. C and A-delta fibres are of small diameter (0.25-1-5 and 1-5 microns
respectively), whereas A-beta fibres are large (5-15 microns). The small (C and
A-delta) fibres connect with the SG and cells deeper in the dorsal horns whereas
the large (A-beta) fibres connect with these and with the dorsal column as well.
Each of these fibres is attached to a receptor in the skin, which may be a Meissner's
corpuscle, a Pacinian corpuscle, a Ruffini or Krause end-organ or, for the great
majority (around 60-70%), and most important for the study of pain, a free nerve
ending.
Any theory of pain must be able to account for the following observations:
(i) Increased stimulation of the small nerve fibres of the skin usually increases
pain (e.g. van Hees & Gybels, 1972; Hallin & Torebj~Srk, 1973).
(ii) Increased stimulation of the large nerve fibres may increase pain transitorily,
but in the longer term may relieve it (e.g. Wall & Sweet, 1967; Chapman et
aL, 1976). (This is the basis for rubbing the skin where it has been injured
in order to relieve pain.)
(iii) Pain relief may be achieved by electrical stimulation of the grey matter of
the midbrain (e.g. Hosobuchi et al., 1977).
(iv) It is sometimes the case that injuries which would normally cause great pain
cause little or no pain at all, or that the onset of pain is delayed (e.g. battle
injuries (Beecher, 1959) or injuries requiring treatment in an emergency
clinic (Melzack et aL, 1982).
(v) It is sometimes the case that anticipation of pain is sufficient to raise the
level of anxiety and thereby the intensity of perceived pain (e.g. Hall &
Stride, 1954).
It is reasonable to ask why we have chosen these observations to address rather
than any others. We used the following criteria: (a) the observations were on human
subjects, and (b) only effects which did not involve long term changes in the nervous
system were considered. The reason for this is that in order to test the theory of
pain we would have to make assumptions about these changes, and we would be
unable to tell whether any negative results were due to errors in these assumptions
or in the theory itself. It follows that we have not considered any observations on
the development of chronic pain states or on neuropathological conditions.
Before 1965, there were two main types of theories of pain. For a more complete
review see Meizack & Wall (1965, 1982), Nathan (1976) and Willis & Coggeshall
(1978). The first was specificity theory (von Frey, 1894), which states that pain is
produced by stimulating pain receptors thus causing nerve impulses to follow
pain-specific pathways to a pain centre in the brain. The pain receptors are the free
nerve endings on C and A-delta fibres. Specificity theory in its simplest form thus
proposes that pain felt is a direct consequence of the number of pain fibres being
stimulated, and therefore it is difficult to explain observations (ii), and especially
(iii) to (v), on this basis. The second theory of pain was pattern theory (Goldscheider,
1894; Weddell, 1955; Sinclair, 1955), which recognises that the spatio-temporal
pattern of the impulses from the skin are important. The impulses reaching the
spinal cord are thus a coded message which is decoded by the central nervous
system. In its simplest form this theory fails to take into account the physiological
specialisation of the peripheral nerve fibres, but its greatest failing from our point
of view is that it gives no clue as to how the decoding mechanism works.
Other theories of pain had elements of both specificity theory and pattern theory.
Head (1920), followed by Foerster (1927), Lewis (1942), Bishop (1959) and Noor-
denbos (1959), proposed that nociceptive impulses are carried in a slowly conducting
system of small fibres and that there is a specific rapidly conducting system of large
fibres which inhibits synaptic transmission in this system. This goes some way
towards accounting for observation (ii) but still proposes a direct relationship
between a stimulus applied at a certain time and the sensation felt at that time, so
that there are still difficulties in accounting for observations (iii) to (v). In 1965
Melzack & Wall published their gate control theory of pain, which follows on from
these so-called sensory interaction theories. The differences between their theory
and previous ones were (a) they proposed an explicit mechanism for the inhibition
of the slowly conducting nociceptive system by the fast conducting one, and (b)
they proposed that descending controls from the brain could also moderate the
passage of nociceptive signals. The explicit mechanism attracted a great deal of
criticism on physiological grounds (see, for example, the review by Nathan, 1976),
some of which was dealt with in a major revision of the theory by Melzack & Wall
in 1982. There is no doubt that the theory is a gross over-simplification of the actual
mechanism, but nevertheless provides a useful starting point and, so far, has not
been replaced. The inclusion of descending controls makes it possible to account
for observations (iii) to (v) by allowing that the brain can consciously or automati-
cally inhibit or promote transmission of nociceptive impulses up the spinal cord,
and thus reduce or augment the pain being experienced. The gate control theory of
pain is easiest to explain using a diagram.
It was stated above that there are in the area of the dorsal horns of the spinal
cord at deeper levels than the substantia gelantinosa (SG), cells which receive input
from the SG, cells which receive input direct from the skin, and cells which transmit
output to the action system. It is proposed in the gate control theory of pain that
the cells in this region which transmit to the action system are the same as the cells
which receive input from the skin and the SG, the so-called central transmission
(T) cells. The gate control system is made up of these cells and the cells of the SG.
The output from the system is via the T-cells only, and determines the degree of
pain felt. The inputs to the system come from large and small afferent fibres (from
the skin, for example) and from the brain. The small afferent nerve fibres excite the
T-cells directly (raising their potential towards the threshold where they fire) and
also excite cells in the SG which excite the T-cells. This accounts for observation
(i), that increased stimulation of the small fibres in the skin increases pain. The
large afferent nerve fibres excite the T-cells directly but also excite cells in the SG
which inhibit the T-cells (lowering their potential from their firing threshold). If
there is a delay in the second of these effects then stimulation of large afferent nerve
fibres first causes an increase in the rate of firing of the T-cells (due to the direct
excitation) and then a decrease (due to the inhibitive effect from the SG). Thus
pain would increase transitorily and then decrease, in accordance with observation
(ii). The effect of the input to the gate control system from the brain is inhibitory
or excitatory, and acts either directly on the T-cells or on the inhibitory SG cells,
or both, but the physiological evidence seems to favour action via the superficial
layers of the dorsal horn (see, for example, Fields & Basbaum, 1984). For this reason
we take the action to be via the SG, but the results would be substantially unaltered
if we took it to be via the T-cells. The input to the brain comes both from the T-cells
and directly from the large afferent fibres of the skin via the dorsal column. The
input from the T-cells feeds into a centre in the mid-brain which automatically
activates a descending inhibitory control, which is assumed to act through the
inhibitory SG cells. Artificial stimulation of the correct area of the mid-brain would
have a similar effect, and this could explain observation (iii). The input from the
large afferent fibres feeds into a centre in the higher brain which activates a cognitive
control. We shall assume that this also acts through the inhibitory SG cells. It may
be either inhibitory (by exciting these cells) or excitatory (by inhibiting them),
depending on psychological factors. This could explain observations (iv) and (v).
2. The Mathematical Model
The mathematical model is best explained by referring again to Fig. 1, which
shows the firing frequencing x in each of the pathways due to a firing frequency xs
in the small fibres and x~ in the large fibres of the relevant area of skin. We shall
assume that the frequency of the outputs from the cognitive control and the
descending inhibitory control are strictly monotone increasing functions of the
inputs, that is
x~ = ~ ( x , ) , xc = ~ ( x , ) , (1 )
where q~ and t~ are increasing functions satisfying ~ ( 0 ) = 0, ~ ( 0 ) = 0.
We shall consider the inputs and outputs to one particular T-cell and assume that
neighbouring T-cells are similar. We shall also assume, for simplicity in the exposition
only, that each T-cell is stimulated by one large and one small afferent nerve fibre
from the skin and one inhibitory and one excitatory SG cell. Allowing more than
one of any of these would not change the results. Our modelling is in the spirit of
Wilson & Cowan (1972). We shall thus work with the slow potentials I/, of the
T-cell, V~ of the inhibitory and Ve of the excitatory SG cell. The frequencies x,, x~
and xe at which these cells fire are functions of the slow potentials,
x, = f , ( v , ) , x,=f,(v~), Xe = f , ( V ~ ) . (2 )
The exact form of the functions f could be modelled, but all we shall require is
that they are of the form shown in Fig. 3 and are zero for values of V below a
certain threshold and strictly monotone increasing above that threshold. The poten-
tials V of the cells depend on the frequencies of impulses arriving at their dendrites
from various sources, and on the dendrites and the synaptic junctions themselves,
whose properties we shall assume to be constant over the time scales which we are
considering. The effect of an input frequency xj to an excitatory or inhibitory synapse
of a cell of potential Vk will be to raise it by qbjk, where
¢Pjk = c~jk f ' hjk(t--r)g[xi( 'r)] dr (3)
d - c~
(an der Heiden, 1980), where ark = 1 for an excitatory and - 1 for an inhibitory
synapse, hjk is a positive monotone decreasing function and gjk is a bounded strictly
monotone increasing function satisfying gjk(O)----O. We shall take the simplest form
for h~k,
hj~(t) = - - exp - (4)
which represents a simple RC-network with ~'k the time constant of the membrane.
The total effect of inputs to cell k gives
V~ = V~o+Y~ %k, (5)
J
where Vko is the resting potential of the cell. This assumes that the system is linear
and is a good approximation at least for small variations in the variables. The
assumption may be relaxed without qualitatively affecting the results. Differentiating
eqn (5) using eqns (3) and (4) and rearranging
"rk Vk = --( Vk -- Vko) + E ajkgjk(Xj),
J
where the sum is over all inputs j to the cell k. For our system we obtain the
three equations
r ,~ = - ( V, - V~o ) + gt,(x,) + gd,(Xd) + ac,gc,(Xc), (6)
%Ve = - ( Ve - Veo)+g,,(X~), (7)
r,l?, = - ( V, - V,o) + g,,(xs) + g, (xt) + ge,(x,) - g,,(x,). (8)
where aci e [ -1 , 1] and is positive for an excitatory, negative for an inhibitory and
zero for no input from the cognitive control.
Substituting in from eqns (1) and (2)
r i V i = - ( V i - Vio)+gl i (x t )+gdi{ t .p[ f , (V , )]}+~ci[d4(x t )] ]
• r~,', = - ( V , - V~o)+g.~(x,) I . (9)
r,12, = - ( V, - V,o) + gs,(x,) + g,,(x,) + g,,[f,( V~)J - g,,[f,( V~)]
These are three equations for the three unknown potentials V~, V~ and V, in terms
of the known inputs x, and xt, and represent our mathematical model of the gate
control theory of pain.
3. Results
The model is analysed in the Appendix. In this section we shall summarise the
results of that analysis and interpret them from the biological point of view.
The first result of biological interest is lemma 5. This says that if steady pain is
being felt and the stimulation of small fibres is increased slightly without any other
changes occurring, then after a short time the pain felt will still be steady and will
be at a higher intensity. This accounts for observation (i) of the introduction.
Second, lemma 6 states that if no cognitive control is being exerted, steady pain
is being felt and the stimulation of large fibres is increased slightly without any
other changes occurring, then after a short time the pain felt will still be steady but
may be at a higher or a lower intensity. In the second case it may increase transitorily
before declining to the lower level. Which of these occurs depends on the details
of the model and the levels of stimulation of large and small fibres being considered.
The gate control theory can therefore account for various consequences of an
increase in the stimulation of the large fibres. The possibility of a resulting transitory
increase followed by a decrease in pain is interesting in view of observation (ii) of
the introduction. It is also interesting that Nathan & Rudge (1974) found that
stimulation of large fibres sometimes does and sometimes does not reduce pain
caused by small fibres, and used this as an argument against the gate control theory.
We have shown here that the theory can easily cope with such findings, but clearly
more work needs to be done on the effects of large fibre stimulation on pain to
elucidate the details of the phenomenon.
Third, lemma 7 says that increasing the input from the midbrain (the descending
inhibitory control) reduces the steady state value of the T-cell potentials. On the
assumption that the system is at a steady state this implies that any pain felt is
reduced, and this could account for observation (iii) of the introduction.
Fourth, lemma 8 says that switching on an inhibitory (or excitatory) cognitive
control reduces (or increases) the steady state T-cell potentials. Again assuming
that the system is at a steady state this implies that any pain felt is reduced (or
increased), and this could account for observations (iv) and (v) of the introduction.
The mathematical analysis raises the intriguing possibility of oscillatory solutions
of the equations (see the remark after lemma 4). If such a solution occurs, then the
potential 11', of the T-cells oscillates, so that any pain increases and decreases
rhythmically. Could this be the origin of throbbing and other rhythmic pain? If so,
the model predicts that, assuming there is no change in the descending controls,
the transition from steady pain to rhythmic pain can only be made by a sudden
change in the firing frequencies in the large or small fibres. It would be interesting
if this prediction could be tested experimentally.
4. Discussion
The mathematical model of the gate control theory of pain proposed in this paper
(and hence the gate control theory itself) can account for all the observations on
acute pain in humans which are presented in the introduction. One of the purposes
of setting up a mathematical model was to demonstrate this (if possible). However
there are other purposes which are just as, if not more, important.
First, a mathematical model may point up misconceptions on the consequences
of the gate control theory which have arisen. This seems to be the case on the
question of the effects of stimulation of large fibres when pain is present, where it
has been assumed that the gate control theory predicts that pair will ultimately
always be reduced. In fact the theory allows either augmentation or reduction
(possibly preceded by transient augmentation), depending on the details of the
model and the initial firing frequencies in the large and small fibres. This demolishes
one of the arguments against the theory but of course raises many questions which
need to be investigated experimentally. The reason for the equivocal findings is that
there are two opposing effects at work. One is the direct stimulation of T-cells by
large afferent fibres, which tends to raise T-cell potential, and hence to increase
pain. The second is stimulation of the inhibitory SG cells, which tends indirectly
to lower T-cell potential, and hence to decrease pain, and which may be a slower
effect. The final result depends on the relative magnitudes of these two effects and
this may depend on the initial potentials in the various cells of the system.
Second, the analysis of a mathematical model may suggest explanations for
phenomena previously unexplained by the gate control theory. Thus we have
suggested that rhythmic pain may be the result of an oscillation of potentials in
T-cells and inhibitory SG cells. The proposed mechanism is as follows:
(a) High T-cell potentials imply a high frequency of signals to the brain, activating
a descending control mechanism.
(b) This increases the potential in the inhibitory SG cells, resulting in an increased
firing rate in these cells.
(c) This lowers the T-cell potentials, thus reducing the frequency of signals to
the brain and deactivating the descending control.
(d) Finally this allows the inhibitory SG potential to fall and therefore the T-cell
potential to rise.
This cycle is then repeated, and results in rhythmic pain as the T-cell potential and
thus the T-cell firing rate rises and falls.
It must be emphasised that we are concerned here only with the fact that the
T-cell potential, and hence the pain, is oscillating periodically. Depending on the
frequency of these oscillations and the magnitude of the potentials, such pain could
be characterised as flickering, quivering, pulsing, throbbing, beating, or pounding.
These words describing temporal qualities of pain are found in the McGill Pain
Questionnaire (Melzack, 1975). Other sensory aspects of the pain and its affective
and evaluative properties are not considered, and indeed it is a shortcoming of the
gate control theory that it does not seem to be able to explain such differences in
pain. However the ability to explain these temporal qualities of pain is a property
of the gate control theory which has not been recognised before, and which is
extremely important in view of the number of patients suffering from clinical pain
syndromes who experience such l~ain. In a study by Dubuisson & Melzack (1976),
35 out of 58 patients suffering from arthritic pain, disc disease pain, toothache,
cancer pain, phantom limb pain and post-herpetic pain reported rhythmicity, a
proportion of over 60%. However our model was set up as a model of acute pain
whereas most of these patients were suffering from chronic pain. We return to this
point below.
Third, a mathematical model may make predictions which can be tested experi-
mentally. Here we state that, assuming descending controls do not change, rhythmic
pain cannot arise from steady pain by a slow increase in firing frequencies in
large and small fibres; it must occur as a result of sudden changes in the firing
frequencies.
The fourth and most important reason for setting up a mathematical model of
acute pain is to provide an explanation for or at least a basis for extension to theories
of neuropathies and chronic pain, which are of course clinically far more important
than acute pain. In certain cases chronic pain persists long after the injury producing
it has healed. There are three possible explanations for this. First, it could be that
chronic pain is associated with plastic changes in the nervous system. Second, it
could be that psychological factors result in the cognitive control being more
excitatory (or less inhibitory) than would otherwise be the case. Third, it could be
that one input into the control system (i.e. one value for the firing frequencies in
each of the large and the small fibres) could result in more than one possible output
from the T-cells, depending on the history of the system. Thus an input which before
injury had resulted in no pain could after injury result in considerable pain.
Mathematically this corresponds to two solutions of the differential equations, and
we have shown that the only way this can happen in our model is if one of the
solutions is oscillatory, reminding us of the reverberatory circuits put forward as a
theory of chronic pain by Livingston (1943). In this case it can be shown that the
T-cell potential is sometimes higher and sometimes lower than in the steady state,
so that if the steady state is a painless state then the oscillatory state must be painless
at least in part of its cycle, but could result in pain appearing and disappearing
periodically. Such pain could be treated by a temporary local anaesthetic. The T-cell
potential would then be reset from the oscillatory solution to zero, a steady solution
of the differential equations, while the anaesthetic was working, and would remain in
a painless steady state rather than the painful oscillatory state when the anaesthetic
wore off. It is often the case in clinical pain syndromes that temporary anaesthetisa-
tion produces prolonged relief of pain, e.g. Livingston (1943) and Bonica (1984).
A question which arises from our analysis is whether this is more likely to happen
when the pain is rhythmic. If so, our analysis leading directly from the gate control
theory provides a possible explanation for the effectiveness of the treatment. This
kind of mechanism has been hinted at before. To quote from Bonica (1984), "it has
been suggested that to block off sensory input for several hours stops the self-
sustaining activity of the neuron pools in the neuraxis which may be responsible
for some chronic pain states". Treatment by temporary local anaesthetic may be
advantageous for any rhythmic pain, even when the pain does not appear and
disappear periodically. However, in this case we would expect the treatment to
result in steady pain more intense than that at the low point of the cycle but less
intense than at the high point. This may be more bearable than the original pain.
We illustrate this diagrammatically in Fig. 2.
However, chronic pain is not always rhythmic, and therefore this mechanism
cannot be the only way it can be produced. It seems certain that both psychological
factors and plasticity of the nervous system have a role to play. Psychological factors
have been incorporated into our model but plastic changes have not. This would
involve progressive changes in some of the parameters of the system, possibly to
simulate the unmasking of normally ineffective synapses in the spinal cord in the
event of damage (Wall, 1984). Clearly more work needs to be done in this important
area.
Let us therefore summarise our main results. First, the gate control theory can
explain many observations on acute pain. It does not imply that increased stimulation
of the large fibres of the skin always results in a reduction in pain. It can explain
rhythmicity in pain, and our analysis suggests a possible experiment to test this
explanation. It also suggests that a possible treatment to alleviate or cure rhythmic
pain is a temporary local anaesthetic. Finally, we point out that to obtain a theory
of chronic pain the gate control theory will have to be augmented by a theory
describing plastic changes in the nervous system.
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APPENDIX
Analysis of the Model
We consider the eqns (9) for the unknown potentials V~, Ve and t/, in terms of
the known inputs xs and x~, namely
r,V,- = - ( V~ - V~0) + gt,(x,) + ga,{~0Ef,( V,)]} + ac,gc,[tb(x,)],
7e('e = - ( v e - Veo)+ g,e(X~),
7,(', = - ( V ~ - V,o)+ gs,(xs)+ g,(xt)+ get[fe( V~)]-g,,[f,( V~)],
where ac~ c [ - l , 1 ]. In this appendix we prove or indicate the proof of several results
on this system which are necessary for the discussion of the model in the body of
the paper. We shall always assume the following hypotheses.
(F) The functions f~, fe and f, which we shall take for simplicity to be in CI(R, R ÷)
are zero for values of their arguments below a certain threshold and strictly
monotone increasing above that threshold.
(G) The functions gjk for any suffices j and k are bounded strictly monotone
increasing functions in C~(R +, R ÷) satisfying gjk(O) ---- O.
(H) The functions q~ and 0 are strictly monotone increasing functions in
CI(R ÷, R ÷) satisfying ~0(0) = 0, tb(0) = 0.
LEMMA 1. Solutions of system (9) with bounded initial conditions are bounded.
Proof. Since the gjk are bounded functions it is immediate that the set
{(V~, Ve, V , ) ] - ~ < V~< ~ , - ' ~ e < Ve< IT"e,- V, < V < ~'~} is positively invariant for
any V~, V~, V, sufficiently large, and the result follows.
102 N . F . B R I T T O N A N D S. M. S K E V I N G T O N
LEMMA 2. For given xt. xs and aci the system (9) has a unique steady state
( VT, V*, V*).
Proof. Clearly V* is given uniquely by V* = Veo+g,e(Xs), SO it remains to satisfy
V/- gd,{q~[f,( Vt)]} = V~o+ gt,(x,) + ac,gc,[O(x,)], (A1)
g,t[f~(V~)]+ E = V,o+g.,(x~)+g,(xt)+ge,{fe[V~o+g~,(xs)]}. (A2)
Let us define G~ by G~(E) = gd,{q~[ft(E)]}. G2 by G2(E) = g, ,[f i(E)] , c, by
c~(xt; a~,) = V~o+ g~,(xt) + a~gc,[~(xt)], (A3)
and c2 by
c2(xl, x.)= Vto+g.,(Xs)+gtt(Xt)+g.,{f~[Veo+gse(Xs)]}. (A4)
Then the equations become
E - G,(1/,) = c,, (A5)
G2(V~) + I/, = c2. (A6)
Using the monotonicity, boundedness, and threshold properties in (F), (G) and (H)
then G~ and G2 are monotone increasing bounded functions, with thresholds below
which they are zero. Thus for fixed xs and x~ the first of these equations gives V~ as
an increasing function V, such that V~ tends to a constant as V,-> co and V~ is
constant for V, < V,.,hr, and the second gives V, as a decreasing function of V~ such
that Vt tends to a constant as V~-->co and I/, is constant for V~< V~,,h, (see Fig. 3).
This is sufficient for the existence and uniqueness of a steady state solution.
[•ftthr
Vi, thr V,.
FIG. 3. The graphs of eqns (A5) and (A6). The intersection represents the unique steady state of the
model.
vt
G A T E C O N T R O L P A I N T H E O R Y 103
LEMMA 3. The unique steady state is asymptotically stable.
Proof. T h e eigenvalue equation is given by
where prime denotes differentiation and an asterisk denotes evaluation at the steady
state. By the monotonicity properties G~*G'2 ~ > 0 so that the eigenvalues all have
negative real part and the steady state is asymptotically stable.
LEMMA 4. Any solution of eqns (9) with bounded initial conditions either is or
tends to the steady state solution or is or tends to a periodic solution.
Proof. The second of eqns (9) implies that Ve--> V* as t--,oo, so the system
is essentially two-dimensional. The results then follows from lemma 1 and the
Poincar6-Bendixson theorem.
R e m a r k A limit cycle solution exists if the functions in eqns (9) are chosen
appropriately. Then if the system (9) is in a steady state and xt and xs are varied
slowly, it remains in a steady state, by lemma 3. However if xs or xt are varied
quickly it is possible that the system may tend to the limit cycle solution.
LEMMA 5. I f the system (9) is in a steady state with V, = V* and x~ is increased
slightly from x* to x** while keeping xt and aci fixed, then it tends to a steady state
with V, = V**> V*.
Notation. We shall use an asterisk to denote evaluation at the original steady
state, a double asterisk to denote evaluation at the new steady state, 8V* = V** - V*
and similar expressions for other variables, and a dagger to denote evaluation at
some point between the two steady states, so that for example G't t denotes G'~(vt) ,
where V~ ~ (V*, V**).
Proof. The first part of the statement follows from lemma 3 and the continuity
properties of the system. For the second, from eqns (A5) and (A6) we have
v, - G~(v,*) = c*,
G2(v ,* ) + v,* = c*,
v * * - G I ( v * * ) = c,**,
G2( V * * ) + V** = c**.
Hence, using the mean value theorem for GI and G2
aV* G't:~" * ac*, - - I u V t =
G~to , 2 o Vi + a V* = ac*,
aC *2 -- ot2ttSc *l (A7)
a v * -
1 + r : t t r-2Jr
Now G'l* and G~ t are non-negative, and from eqns (A3) and (A4), 8c* = 0 and
t~c* > 0. It follows that t~V* > 0 as required.
104 N . F . B R I T T O N A N D S. M . S K E V I N G T O N
LEMMA 6. I f the system (9) with aci = 0 is in a steady state with V, = V* and x,
is increased slightly from x* to x** while keeping x~ and aci fixed, then it tends to
a new steady state with 1/, = V**, where V** may be greater than or less than V*
depending on the properties of G2 and the parameter values considered; in fact
sgn 3 V* = sgn [(g** - g*) - G'*(g** - g*)]. (A8)
Moreover, if 3 V * < O and r,<< ri, then V, initially increases transitorily before
decreasing.
Proof. The first part of the statement follows from lemma 3 and the continuity
properties of the system. For the second, the eqn (A7) still holds, where
6e* = g , ( x ** ) - g, (x*) > 0,
~c* = g , ( x * * ) - g , ( x * ) > O,
so that ~V* = [ ( g * * - g * ) - G ~ * ( g * * - g * ) ] / ( 1 + G'I*G'2*) and the result follows.
Finally, if r, << ri, then V, can respond to changes much more quickly than V,, so
that V, increases from V* to V*+ 8c* before decreasing to V**.
Remark. I f V* and V** are both below the threshold value V~.,hr, then G2(V~) = 0
for all V~e(V*, V**) so that G~*=0. Thus in this case 8 V * > O . This does not
necessarily imply an increase in pain since V* and V** may both be below V,,,h,.
If V* and V** are both above V~,,hr, then G~,*(V~) > 0, and the sign of ~V* may be
positive or negative. Two limiting cases are of interest. The first is if g * * - g * is
much greater than g** - g*, when ~V* > 0, and the other is if g** - g* is much less
than g~**-g*, when 8 V * < 0 . The behaviour may be different for different ranges
of xl (or of x~); this depends on the details of the model.
LEMMA 7. I f the system (9) has a steady state with V, = V* and the function go
is replaced by ff satisfying i f ( x ) > q0(x) for any x ~ R ÷, then the new system has a
steady state with V, = V**-< V*. The inequality is strict if V* is above the threshold
value for V,.
Proof. Define (~ by (~ = gai ° ~ ° f,, then we have
v*- G~(v*) = c*
G2(v,*) + v,* = c*,
v,** - ~ , ( v * * ) = c** = c*,
G d v**) + v** = c~** = c*,
so that
v** - G, (V**) = c* - [ ~ , ( v , * * ) - G,( V,**)].
Hence, using the mean value theorem for G1 and G2, and solving for 8V* as in
the proof of lemma 5,
a v * = G ~ * ( G * * - G**)
t t i t
1 + ( ; 2 Gl
and the result follows.
G A T E C O N T R O L P A I N T H E O R Y 105
LEMMA 8. I f the system (9) has a s teady state with Vt = V* when c~ci = 0, then it
has a s t eady state with Vt = V * * - V* when ac~ = 1, and with Vt = V** >- V* when
ac~ = - 1 , for fixed va lues o f x~ and x~. The inequa l i t i es are str ict if e i ther V* or V**
is above the th re sho ld va lue for V~.
Proof. From eqn (A3) 6c* = gc~[~(x*)] > 0 in the first case and ~c* = -gc~[~(x*)] <
0 in the second case, and f rom eqn (A4) 6c* = 0, so the result fo l lows f rom eqn
(A7) and the m o n o t o n i c i t y p roper t i e s o f G~ and (32.